Compliance Resources

Company Contact Address/Website What they do Category
Chartwell Compliance Daniel Weiss, CEO
Chartwell Compliance
PO Box 10164
Rockville, MD 20850
Information PDFPreferred pricing (10% discount) for Bankers’ Bank of the West customers
  • Internal/external compliance and loan review audits
  • Representation to regulatory agencies on matters related to exams, enforcement orders, or other issues
  • Enterprise-wide or BSA-specific risk assessments
  • Assistance with strategic planning, operations planning and governance matters
  • Policies and procedures
  • Compliance training and seminars
  • Testings: loan regulations, BSA/AML, Fair Lending, CRA, etc.
Compliance Action Lucy H. Griffin, editor
P.O. Box 1632
Doylestown, PA 18901
  • Subscription (hard copy and emailed) to ComplianceAction,  16 issues/year
  • Access to prior newsletter content
  • Ability to call the editor toll-free to obtain answers to your banking-related questions
  • Discounts on programs and products
Publication & related services
Betzer, Call, Lausten & Schwartz LLC. Richard Fulkerson
303-862-2985 (cell)
1775 Sherman Street, Suite 2900
Denver, CO 80203
  • Bank consulting
  • loan reviews
  • due diligence
  • forensic accounting
  • expert witness
  • litigation support
  • valuations
  • receiverships.
J. C. Financial Compliance, LLC Jack Carter, principal
6475 Umber Circle
Arvada, CO  80007
  • Consumer loan reviews
  • Operations reviews
  • Bank Secrecy Act reviews
  • Risk assessment evaluation
  • SAFE Act evaluation
  • Review policies and related procedures
  • Training sessions
IRR-analytics LLC Brian Heim
Principal Member & Founder
  • Independent reviews
  • Interest rate risk
  • Liquidity risk
  • Model validation
  • ALM process reviews